Archives International Auctions Sale 69 August 4, 2021 U.S. & Worldwide Banknotes, Scripophily, Coins,

Archives International Auctions - Sale 69 88 August 4, 2021 Archives International Auctions www.archivesinternational.com 572 572 Merrill Lynch, Pierce, Fenner & Smith Inc., Unique Proof Stock. New York. ND (ca.1971-80). 100 Shs, Proof printed in green and black on light brown paper. Broker talking to customer sitting at his desk vignette. Facsimile signature of Donald Regan as Chairman of the Board (and future Secretary of the Treasury under Ronald Reagan). Large margins with alignment notches for printing. Proof for 100 shares of common stock. Green and black. Edge faults, unused, VF. Unique in archives. SCBNC �������������������������������������������������������������������������������������������������������������������� Est. $200-400 573 573 Morgan Stanley Group Inc. 1994 Specimen “Japan Index Call Warrants”. New York. Odd Warrants. Black on blue counterfoil and underprint, Pin- punch Specimen Certificate. Uncirculated. SC-USBN. ������������������������������������������� Est. $130-220 574 574 Mutual Life Insurance Co. of NewYork, 1900-1920 Specimen Bond New York, ND (1900-20s). $1000 Specimen 4% Gold Coupon Bond, Black text with brown border and undertint, Large building at top center. Red specimen overprints, 00000 serial numbers, and POCs. Fine condition, with an archivally reinforced top fold line, ABNC. ������������������������������������������������������������������������������������������������������������ Est. $140-200 575 575 Phibro-Salomon Inc, 1986 Specimen Registered Bond. DE..... $-Odd, 10.70% Registered Bond, Black and blue, Unc. Salomon Inc. has become the new name for the corporate parent of the Salomon Brothers investment banking firm and the Philipp Brothers commodities company. At an annual meeting Wednesday shareholders approved a previously announced management proposal to change the name from Phibro-Salomon Inc., as the holding company was called after Phibro Corp. acquired Salomon Brothers Inc. in October 1981. Salomon Inc., through its Salomon Brothers, Philipp Brothers and Phibro Energy concerns, provides diversified financial services and engages in the international trading of securities, crude oil and petroleum products and other commodities. ��������������������������������������������������������������������������������������������������� Est. $50-100 576 576 Shearson Lehman Brothers Holdings Inc., 1985 Proof Bond Delaware. $-Odd Proof Odd % Registered Bond, Black print on green border on brown paper, Allegorical woman at top next to company title, Fine-VF with chips missing along margins condition. Shearson was the name of a series of investment banking and retail brokerage firms from 1902 until 1994, named for Edward Shearson and the firm he founded, Shearson Hammill & Co. Among Shearson’s most notable incarnations were Shearson / American Express, Shearson Lehman / American Express, Shearson Lehman Brothers, Shearson Lehman Hutton and finally Smith Barney Shearson. For its first eight decades, the firm operated independently and merged with a number of Wall Street’s most venerable securities firms including Hayden Stone & Co. and Loeb Rhoades & Co.. In 1981 Shearson was acquired by American Express and operated as a subsidiary of the financial services company before being merged with Lehman Brothers Kuhn Loeb in 1984 and E.F. Hutton & Co. in 1988. In 1993 Shearson was sold to Primerica, a predecessor of Citigroup, and merged with its retail brokerage business, Smith Barney, to create Smith Barney Shearson. The Shearson name was discontinued in 1994. �������������������������������������������������������������������������������������������������������������������� Est. $120-240 577 577 Southern Surety Co. Of New York 1930 I/U Stock Certificate New York, 1930. 100 Shares I/U Capital Stock Certificate, Black text with green border and underprint, Allegorical woman with child at top center. Fine condition, ABNC. �� Est. $50-100