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255 J.P. Morgan & Co., Specimen Bond.
Delaware, 1987, A$-Odd,
Floating Rate Australian Dollar Note Specimen Bond, Horizontal
format, Black print on blue border and underprint, JP Morgan Bank
top center flanked by Allegorical men, POC’s, VF-XF condition,
ABNC. ..........................................................................
Est. $90-150
256 Merrill Lynch, Pierce, Fenner & Smith Inc., Transition
Specimen Stock.
Delaware, ND (ca.1950’s-1960’s), Specimen
Stock, >100 Shares, Black on red border and underprint, Vignette of
two businessmen sitting at desk with telephone early computer and
books, VF condition, SBNC. Red overprint that reads “The name of
this company is Merrill Lynch & Co., Inc. “ ....................
Est. $110-180
257 Nasdaq Stock Market, Inc., Specimen Stocks Lot of 3.
Delaware, 3 different specimen stock certificates. No vignettes, only
titles. 2 of the certificates are for shares of stock in Red and blue and
are dated 2002 and one certificate in yellow for warrants (dated
2001). Printed by Jeffries BNC or SCBNC. All are in uncirculated con-
dition. Choice group from NASDAQ IPO. .....................
Est. $150-300
258 Paine Webber Group Inc., Specimen Stock..
Delaware, 1991,
<100,000 Shares, Black print on pink underprint, William
Alfred Paine top center and pink design right, VF-XF condition,
ABNC. ..........................................................................
Est. $120-240
259 Poor & Company, Specimen Stock Certificate.
Delaware, 19xx,
Specimen Stock, 100 Shares, Black on green border and underprint,
POC’s, VF-XF condition, CBNC. Insurance, brokerage and banking
firm started by the son of Henry Poor, founder of Standard & Poor’s.
Est. $100-150
255
256
257
258
259
260 Shearson Hayden Stone Inc., Specimen Stock.
Ohio, 1975,
Specimen Stock, Odd Shares, Black on green border and under-
print, Vignette of Bald Eagle looking left top center, VF-XF condi-
tion, SBNC. Financial company formed through the mergers of
Hayden Stone & Co. and Shearson which was poorly capitalized and
had significant problems during the 1973-74 financial crisis. The
company existed in this new form from 1974-1979. .......
Est. $120-150
261 Smith, Barney & Co. Inc. Specimen Stock.
Delaware, ND,
Specimen Stock, Odd Shares, Black on orange border and under-
print, No vignette, POC’s, VF-XF condition, ABNC. ......
Est. $110-200
Georgia
262 Augusta Bank Issued Stock.
Georgia, 1815, 17 Shares, Issued
Stock, Black simple border, VF-XF condition. ...............
Est. $120-240
Illinois
263 Board of Trade of the City of Chicago, Specimen Demand
Certificate.
Illinois, 1982, Black on orange border and underprint,
Vignette of allegorical woman looking at globe, POC’s, VF-XF con-
dition, ABNC. Demand certificate for 1000 barrels unleaded regular
gasoline. .......................................................................
Est. $150-300
264 Chicago Board of Trade Framed Membership Certificate.
Chicago, 1977-1982, Membership certificate for E.F Hutton & Co. to
the Chicago Board of Trade, Sketch of the CBOT’s building
on the left, Facsimile of Board of Trade president Robert K.
Wilmouth on bottom, VF-XF condition. In wooden frame protected
by glass. .......................................................................
Est. $120-200
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262
263
260
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October 20-23, 2012
Archives International Auctions
www.archivesinternational.com