Archives International Auctions Auction 80 TUESDAY, OCTOBER 25, 2022: Lots 1 to 826 in 2 SESSIONS

Archives International Auctions - Sale 80 128 October 25, 2022 Archives International Auctions www.archivesinternational.com 643 643 Chase National Bank of the City of NewYork, ND (ca.1930-1940s), Specimen Stock Certificate New York, ND (ca.1930-40s). 100 Shares Capital Stock Specimen Certificate, Black on orange border with portrait of Chase at top, Specimen overprints and POC’s, AU condition, ABNC. ������������������������������������������ Est. $75-150 644 644 ISE. International Securities Exchange 2005 Specimen Stock Cert Owned by NASDAQ New York. ISE. International Securities Exchange 2005 Specimen Stock Cert Owned by NASDAQ, Odd Shrs XF ABN. International Securities Exchange Holdings, Inc. (ISE) is a wholly owned subsidiary of American multinational financial services corporation Nasdaq, Inc.. It is a member of the Options Clearing Corporation (OCC) and the Options Industry Council (OIC). Founded in 2000, the ISE was conceived in 1997 when then-chairman of E-Trade, William A. Porter and his colleague, Marty Averbuch approached David Krell and Gary Katz about their concept and the four founded what is today the International Securities Exchange, a leading U.S. equity options exchange. Launched as the first fully electronic US options exchange, ISE developed a unique market structure for advanced screen-based trading. ISE offers equity and index options, including proprietary index products, as well as FX options based on foreign currency pairs. ISE also offers market data tools designed for sophisticated investors seeking information on investor sentiment, volatility, and other options data. In 2013, ISE strengthened its focus on ETF and Index development with Introduction of ISE ETF Ventures. In August 2008, ISE Stock Exchange announced a partnership with the electronic communication network Direct Edge. The deal made the ISE Stock Exchange a wholly owned subsidiary of Direct Edge and gave ISE an ownership stake in Direct Edge. ����������������������������������������������������������������������������� Est. $200-350 645 645 Merrill Lynch, Pierce, Fenner & Smith Inc., Unique Progress Proof Stock Certificate. New York. ND (ca.1971-80). 100 Shs, Proof printed in green and black on light brown paper. Broker talking to customer sitting at his desk vignette. Facsimile signature of Donald Regan as Chairman of the Board (and future Secretary of the Treasury under Ronald Reagan). Large margins with alignment notches for printing. Proof for 100 shares of common stock. Green and black. Edge faults, unused, VF. Unique in archives. SCBNC. Merrill (officially Merrill Lynch, Pierce, Fenner & Smith Incorporated), previously branded Merrill Lynch, is an American investment management and wealth management division of Bank of America. ������������������ Est. $100-200 646 646 NY. Goldman Sachs Group, Inc. 1998 Specimen Stock Certificate Odd Shrs XF ABN Delaware, 1998, Pin-Punch Specimen, Black on multi colored border and underprint, Picture on top right of 30 Pine St offices and portraits of Marcus Goldman and Samuel Sachs top left, Uncirculated condition, ABNC. ������������������� Est. $200-400 647 647 NYSE Group, Inc., 2006 Commemorative Specimen Stock Certificate, XFABNC The New York Stock Exchange (NYSE, nicknamed “The Big Board”) is an American stock exchange that is by far the world’s largest stock exchange by market capitalization of its listed companies at US$21.3 trillion as of June 2017. The NYSE trading floor is located at 11 Wall Street and is composed of 21 rooms used for the facilitation of trading. A fifth trading room, located at 30 Broad Street, was closed in February 2007. The main building and the 11 Wall Street building were designated National Historic Landmarks in 1978. �������������������������������������������������������������������� Est. $220-350