Archives International Auctions Sale 69 August 4, 2021 U.S. & Worldwide Banknotes, Scripophily, Coins,

Archives International Auctions - Sale 69 85 August 4, 2021 Archives International Auctions www.archivesinternational.com 554 554 Girard Co., ca.1920-1930 Specimen Stock Certificate Pennsylvania. (Inc. in Delaware). Odd Shares Capital Stock Specimen Certificate, Black print on green border and under tint, Portrait of bank founder Stephen Girard at top, POC’s along bottom, VF-XF condition, SBNC. �� Est. $130-200 555 555 Goldman Sachs Group, Inc. 1999 IPO Specimen Stock Certificate New York (Inc. in Delaware), 1999. IPO Specimen Odd Shares Stock Certificate, Black text with multicolored border at right, next to 30 Pine Street building, at left are portraits of Marcus Goldman and Samuel Sachs. Specimen POCs, Uncirculated condition, ABNC. The Goldman Sachs Group, Inc., is an American multinational investment bank and financial services company headquartered in New York City. It offers services in investment management, securities, asset management, prime brokerage, and securities underwriting. �� Est. $250-400 556 556 Goldman Sachs Group, Inc., 1998 Commemorative IPO Stock Certificate Delaware, ND (1998). Specimen Odd Shares Commemorative Stock Certificate, Black text with multicolored border at right, Portrait of Marcus Goldman and Samuel Sachs at left. VF condition, ABNC. The Goldman Sachs Group, Inc., is an American multinational investment bank and financial services company headquartered in New York City. It offers services in investment management, securities, asset management, prime brokerage, and securities underwriting. This version of the IPO stock certificate is very rare. �� Est. $250-400 557 557 Kidder, Peabody Group Inc., 1986 Specimen Stock Certificate Delaware, 1986. Odd Shares Specimen 6% Senior Preferred Stock Certificate, Black text with red border and pink background. Specimen POCs. XF condition, SCBN. Kidder, Peabody & Co. was an American securities firm, established in Massachusetts in 1865. The company’s operations included investment banking, brokerage, and trading. The firm was sold to General Electric in 1986. Following heavy losses, it was subsequently sold to PaineWebber in 1994. After the acquisition by PaineWebber, the Kidder Peabody name was dropped, ending the firm’s 130-year presence on Wall Street. Most of what was once Kidder, Peabody is now part of UBS AG, which acquired PaineWebber in November 2000. �� Est. $50-100 558 558 Merrill Lynch & Co., Inc. 1973 Production Department Approval Proof Mock-UpStockCertificate, Photo Proof &OrderTrio Delaware. Lot of 3 pieces, Includes: Merrill Lynch & Co., Inc. 1973 Unique Proof Mock-Up Stock Certificate for more than 100 Shares, Black text with red borders and underprint, with handwritten detailed edits throughout, including company name change, and imprint move, includes Approval stamp with initials; 100 Shares Photo Progress Proof Stock Certificate, Black text on off-white paper, gray border and underprint at left; and a 1973 Abeyance Order Form from SCBN regarding the order of preparation sketch 7 stats for stock certificates for Merrill Lynch & Co., Inc. Unique lot of design and printing materials used for the transition certificate from Merrill Lynch, Pierce, Fenner & Smith, Inc. to Merrill Lynch& Co., Inc. (3) �� Est. $300-600 559 559 Morgan Stanley Group Inc. 1994 Specimen Warrant Certificate Delaware, 1994. Odd Shares Specimen Japan Index Call Warrants, Black text with blue border and left and undertint. Specimen POCs, VF condition, SC-USBN. Morgan Stanley is an American multinational investment bank and financial services company. �� Est. $90-140