Archives International Auctions Sale 66 April 23, 2021 U.S., Chinese & Worldwide Banknotes, Scripophily, Historic Financial Ephemera and Security Printing Ephemera

Archives International Auctions - Sale 66 113 April 23, 2021 Archives International Auctions www.archivesinternational.com 805 805 Bank of Los Angeles, 1981 Specimen Stock Certificate California, 1981 Odd Shares Specimen Stock Certificate, Black text with purple border, Building at top center. Black Specimen overprints, Specimen POCs and POCs. VF condition, ABNC. �� Est. $65-110 Connecticut 806 806 Connecticut Bank and Trust Co., 1930-50’s Specimen Stock Certificate Connecticut, ND (1930-50s). Odd Shares Specimen Capital Stock Certificate, Black text with green border, Connecticut State Seal at top center flanked by allegorical figured. Red specimen overprints, 00000 serial number and POCs. VF condition, ABNC. �� Est. $55-90 807 807 EquitableTrust Co. 1881 I/UStock Certificate New London, Connecticut, 1881. 25 Shares I/U Capital Stock Certificate, S/N 613, Black text with green border, Screaming Eagle at center flanked by states arms in the 4 corners in green. VF condition. �� Est. $70-120 808 808 Uncas-Merchants National Bank of Norwich, ca.1900-20’s, Specimen Stock Certificate Norwich, Connecticut, ND (1900-20’s). Odd Shares Specimen Capital Stock Certificate, Black text with black border, green underprint, Native American man at top center. Red specimen overprints, 00000 serial number, and POCs. VF condition, ABNC. �� Est. $75-120 Delaware 809 809 International Securities Exchange, Inc., “ISE” 2005 Specimen Stock Certificate Delaware. Odd Shares Class A Common Stock Specimen Certificate, Black print on blue border and under tint, Company logo and title at top, Pin punched Specimen and POC’s, VF-XF condition, ABNC. International Securities Exchange Holdings, Inc. (ISE) is a wholly owned subsidiary of American multinational financial services corporation Nasdaq, Inc.. It is a member of the Options Clearing Corporation (OCC) and the Options Industry Council (OIC). Founded in 2000, the ISE was conceived in 1997 when then-chairman of E-Trade, William A. Porter and his colleague, Marty Averbuch approached David Krell and Gary Katz about their concept and the four founded what is today the International Securities Exchange, a leading U.S. equity options exchange. Launched as the first fully electronic US options exchange, ISE developed a unique market structure for advanced screen-based trading. ISE offers equity and index options, including proprietary index products, as well as FX options based on foreign currency pairs. ISE also offers market data tools designed for sophisticated investors seeking information on investor sentiment, volatility, and other options data. In 2013, ISE strengthened its focus on ETF and Index development with Introduction of ISE ETF Ventures. �� Est. $200-300 810 810 J.P. Morgan Specimen Stock and Bond Pair, ca.1920 and 1972 Delaware. 2 pieces: J.P. Morgan & Co., ND (1920s) $Odd Specimen Bill in red; J.P. Morgan Overseas Capital Corp., 1972 $1000 Specimen 4.25% Convertible Guaranteed Coupon Bond in blue. Both have specimen overprints and POCs. VF condition, ABNC. (2) �� Est. $160-250 811 811 Nasdaq Stock Market, Inc., 2001 Specimen Stock Warrant Certificate Delaware…... Specimen stock certificate. No vignette, only title. Yellow border issued for warrants (dated 2001). Printed by SCBNC. Uncirculated condition. (From the John E. Herzog Collection). �� Est. $60-120