Archives International Auctions Sale 63 U.S., Chinese & Worldwide Banknotes, Scripophily, and Security Printing Ephemera and Historic Ephemera December 9th & 10th 2020

Archives International Auctions - Sale 63 123 December 9-10,2020 Archives International Auctions www.archivesinternational.com 755 755 Morgan Stanley Group Inc. 1994 Specimen Warrant Certificate Delaware, 1994. Odd Shares Specimen Japan Index Call Warrants, Black text with blue border and left and undertint. Specimen POCs, VF condition, SC-USBN. Morgan Stanley is an American multinational investment bank and financial services company. �� Est. $90-140 756 756 Morgan Stanley Group Inc. Production Unique Mockup with Related Production Material. New York. Lot of 3 pieces: Includes photo proof of $-Odd Registered Bond xerox copy with extensive edits made throughout; Unique $-Odd Production Progress Proof mockup Bond, printed on cardstock and held behind plastic, also includes extensive edits made throughout production process; 1988 Plant order form for the Morgan Stanley Group for trial specimens of the produced bonds. Morgan Stanley is an American multinational investment bank and financial services company headquartered at 1585 Broadway in the Morgan Stanley Building, Midtown Manhattan, New York City. (3)�� Est. $140-250 757 757 Paine Webber Inc. 1976 Specimen Stock Certificate Delaware, 1976. <100 Shares Specimen Stock Certificate, Black text with pink border at left and underprint, William Alfred Paine portrait at top center. Red specimen overprints, POCs, VF condition. ABNC. Paine Webber Inc. was an American investment bank and stock brokerage firm. �� Est. $50-80 758 758 Paine Webber Jackson & Curtis Inc., 1971 Proof Mock-Up, Design Elements, and Plant Order Ephemera Lot includes 7 pieces, all related to the design and production of stock certificates for Paine Webber Jackson & Curtis Inc.; 100 Shares Proof Mock-Up on hard cardstock with design elements glued on, includes notes made in red ink; 100 Shares Proof Mock-Up heavily edited with many notes made in red ink throughout, on thin brown paper; Trio of intaglio printed proof design elements in green, includes company seal, >100 Shares piece, and left border in green, all on glossy white paper. Lot also includes Plant Order form from Security-Columbian Banknote Company and a thin paper copy of materials to be engraved. Unique lot of printing ephemera. 7 pieces. �� Est. $150-250 759 759 Shearson Hayden Stone Inc., 1977 Specimen Stock Certificate Pair Lot includes 2 pieces: <100 Shares Specimen Stock Certificate in green; 100 Shares Specimen Stock Certificate in yellow. Both in Uncirculated condition, SC-USBN. Shearson was the name of a series of investment banking and retail brokerage firms from 1902 until 1994, named for Edward Shearson. Among Shearson’s most notable incarnations were Shearson / American Express, Shearson Lehman / American Express, Shearson Lehman Brothers, Shearson Lehman Hutton and finally Smith Barney Shearson. For its first eight decades, the firm operated independently and merged with several Wall Street securities firms including Hayden Stone & Co. and Loeb Rhoades & Co.. In 1981, Shearson was acquired by American Express and operated as a subsidiary of the financial services company before being merged with Lehman Brothers Kuhn Loeb in 1984 and E.F. Hutton & Co. in 1988. In 1993, Shearson was sold to Primerica, a predecessor of Citigroup, and merged with its retail brokerage business, Smith Barney, to create Smith Barney Shearson. The Shearson name was discontinued in 1994. (2) �� Est. $70-120 760 760 Van Sweringen Corp. 1931 I/U Stock Certificate. Delaware. 100 Shares I/U Stock. #TC2964. Black print with orange border and underprint. Eagle vignette top center. VF condition. SBNC. Real-estate holding company for the Van Sweringen brothers who are known for their railroad holdings. �� Est. $100-200