Archives International Auctions Sale 60 U.S., Chinese & Worldwide Banknotes, Scripophily, Coins, Historic Ephemera, Security Printing Ephemera, Stamps & Postal History July 7 & 8, 2020

Archives International Auctions - Sale 60 111 July 7-8,2020 Archives International Auctions www.archivesinternational.com 750 750 Merrill Lynch & Co., Inc. ND ca.1980-90’s Registered Bond Quintet. NY. Lot of 5 Specimen Bonds, All with $-Odd, various interest rates, color borders and due dates, all with Statue of Liberty at left with New York City skyline view with the World Trade Center twin towers in middle, all with specimen overprints. SC- USBN. (5) (From the collection of John E. Herzog). �� Est. $160-300 751 751 Merrill Lynch &Co., Inc. ND ca.1986-1989 Registered BondOctet. NY. Lot of 8 Specimen Bonds payable in U.S. Dollars, Canadian Dollars, ECU, Australian Dollars, and Italian Lire, 5000 to 10,000 denominations. (From the collection of John E. Herzog). (8) �� Est. $160-300 752 752 Morgan Stanley Group Inc. 1994 Specimen “Japan Index Call Warrants”. New York. Odd Warrants. Black on blue counterfoil and underprint, Pin- punch Specimen Certificate. Uncirculated. SC-USBN.�� Est. $110-220 753 753 National Bond and Share Corp. ca. 1929 Specimen Stock Certificate New York, ND (ca. 1929) 100 Shares Specimen Capital Stock Certificate, Black text with orange border and undertint, Scene of downtown Broadway in 1870 at top. Dark blue specimen overprints, “00000” serial number, POC’s and Return to Specimen Department stamp in top right, XF condition, ABNC.�� Est. $75-150 754 754 Shearson Lehman Brothers Holdings Inc., 1985 Proof Bond Delaware. $-Odd Proof Odd % Registered Bond, Black print on green border on brown paper, Allegorical woman at top next to company title, Fine-VF with chips missing along margins condition. Shearson was the name of a series of investment banking and retail brokerage firms from 1902 until 1994, named for Edward Shearson and the firm he founded, Shearson Hammill & Co. Among Shearson’s most notable incarnations were Shearson / American Express, Shearson Lehman / American Express, Shearson Lehman Brothers, Shearson Lehman Hutton and finally Smith Barney Shearson. For its first eight decades, the firm operated independently and merged with a number of Wall Street’s most venerable securities firms including Hayden Stone & Co. and Loeb Rhoades & Co.. In 1981 Shearson was acquired by American Express and operated as a subsidiary of the financial services company before being merged with Lehman Brothers Kuhn Loeb in 1984 and E.F. Hutton & Co. in 1988. In 1993 Shearson was sold to Primerica, a predecessor of Citigroup, and merged with its retail brokerage business, Smith Barney, to create Smith Barney Shearson. The Shearson name was discontinued in 1994. �� Est. $120-240 755 755 Shearson Lehman Hutton Holdings Inc., 1988, $20,000,000 Registered Specimen Bond NY. $20,000,000 Specimen Zero Coupon Senior Note due 1997, Black text on blue border and underprint, Issued to CEDE & CO., Pin-punch cancels. Shearson was the name of a series of investment banking and retail brokerage firms from 1902 until 1994, named for Edward Shearson and the firm he founded, Shearson Hammill & Co. Among Shearson’s most notable incarnations were Shearson / American Express, Shearson Lehman / American Express, Shearson Lehman Brothers, Shearson Lehman Hutton and finally Smith Barney Shearson. For its first eight decades, the firm operated independently and merged with a number of Wall Street’s most venerable securities firms including Hayden Stone & Co. and Loeb Rhoades & Co. Rare high denomination bond issued during the 19988 financial panic. �� Est. $200-400 756 756 Shearson Lehman Hutton, Inc. Specimen Bond. 1989, 9 1/2 % Registered Bond Due 1997, Woman with globe and torch, Blue, Pin cancels, XF. Est. $100-200